NIST Researchers Suggest Historical Precedent for Ethical AI Research; NIST, February 15, 2024

NIST ; NIST Researchers Suggest Historical Precedent for Ethical AI Research

"If we train artificial intelligence (AI) systems on biased data, they can in turn make biased judgments that affect hiring decisions, loan applications and welfare benefits — to name just a few real-world implications. With this fast-developing technology potentially causing life-changing consequences, how can we make sure that humans train AI systems on data that reflects sound ethical principles? 

A multidisciplinary team of researchers at the National Institute of Standards and Technology (NIST) is suggesting that we already have a workable answer to this question: We should apply the same basic principles that scientists have used for decades to safeguard human subjects research. These three principles — summarized as “respect for persons, beneficence and justice” — are the core ideas of 1979’s watershed Belmont Report, a document that has influenced U.S. government policy on conducting research on human subjects.

The team has published its work in the February issue of IEEE’s Computer magazine , a peer-reviewed journal. While the paper is the authors’ own work and is not official NIST guidance, it dovetails with NIST’s larger effort to support the development of trustworthy and responsible AI. 

“We looked at existing principles of human subjects research and explored how they could apply to AI,” said Kristen Greene, a NIST social scientist and one of the paper’s authors. “There’s no need to reinvent the wheel. We can apply an established paradigm to make sure we are being transparent with research participants, as their data may be used to train AI.”

The Belmont Report arose from an effort to respond to unethical research studies, such as the Tuskegee syphilis study, involving human subjects. In 1974, the U.S. created the National Commission for the Protection of Human Subjects of Biomedical and Behavioral Research, and it identified the basic ethical principles for protecting people in research studies. A U.S. federal regulation later codified these principles in 1991’s Common Rule, which requires that researchers get informed consent from research participants. Adopted by many federal departments and agencies, the Common Rule was revised in 2017 to take into account changes and developments in research."

Second Thoughts of an Animal Researcher; New York Times, 9/2/16

John P. Gluck, New York Times; Second Thoughts of an Animal Researcher:

"In 1974, a federal commission was formed to develop ethical principles for human research. For nearly four years, the National Commission for the Protection of Human Subjects in Biomedical and Behavioral Research met monthly to develop ethical principles that we rely on for human research. The principles set down in the resulting Belmont Report reflect the moral dimensions of human research that now govern this work. The report revolutionized the understanding of voluntary and informed consent, fair subject recruitment, and the importance of conducting risk-benefit analyses. No such document exists for animal research.

Acknowledging that our serious work as scientists can be a source of pain and distress to sentient, helpless and non-consenting beings can be difficult. The federal government should establish a national commission to develop the principles to guide decisions about the ethics of animal research. We already accept that ethical limits on experiments involving humans are important enough that we are willing to forgo possible breakthroughs. There is no ethical argument that justifies not doing the same for animals."